Reviewing the situation

April 6th, 2009 by Timothy Pitt-Payne QC

Under FOIA, there is no statutory duty on public authorities to operate an internal review procedure relating to their handling of FOI requests.  There is however an incentive for them to do so – if a review procedure  is available but has not been exhausted then the Commissioner can decline to entertain a complaint from the requester under FOIA section 50. 

Section 45 of the Act enables the Secretary of State to issue a Code of Practice giving guidance to public authorities about how they should operate their functions under the Act.  The Commissioner can make a practice recommendation (under section 48) where a public authority’s practice appears not to comply with the Code.

The Code issued under section 45 in November 2004 states that authorities should operate a review procedure, with decisions being made within a reasonable time.  In February 2007 the Commissioner issued guidance that a reasonable time for completing an internal review is 20 working days from the date of the request; in a small number of cases it might be reasonable to take longer, but in no case should the time taken exceed 40 days.

Today the Information Commissioner’s Office (ICO) has issued a press release about a Practice Recommendation addressed to Greater Manchester Police (GMP) dated 31st March 2009.   The Recommendation expresses concern both about the time taken by GMP to deal with internal reviews (over 150 working days in one case) and the apparent inaccuracy of some of the information provided to the ICO by GMP.  The Commissioner recommends that GMP should take steps to ensure its future compliance with the time limits in the ICO’s February 2007 guidance.   Paragraph 52 of the recommendation is significant, emphasising the ICO’s willingness to take formal action where there is continuing non-compliance with the Code. 

Incidentally, although the Practice Recommendation refers to the ICO’s February 2007 guidance, new guidance about internal reviews (dealing with both FOIA and EIR) was issued on 16th February 2009.  A useful summary of recent guidance issued by the ICO is available here, courtesy of the FOI blog maintained by the Campaign for Freedom of Information.

I am grateful to Andrew Smith (currently a pupil at 11KBW) for drawing the Practice Recommendation to my attention and helping to draft this post.

Links and resources

March 21st, 2009 by Timothy Pitt-Payne QC

On the left hand side of this page you will see a list of links.  The first link is to a collection of information law resources on 11KBW’s main website.  There are conference papers and other materials written by members of chambers;  in particular there is an 80 page practical guide to the Environmental Information Regulations, written by Anya Proops.   In discussions of FOI, we find that the EIR tend to be unduly neglected;  Anya’s guide is a contribution to redressing the balance.

You will also find links to online resources maintained by a wide range of organisations and individuals:  Government departments, regulators (both in the UK and overseas), academic institutions, legal practitioners, campaigners and bloggers.   If you think that there is anything that we should add, please email me on Timothy.Pitt-Payne@11kbw.com .  Needless to say, we don’t take responsibility for the information or opinions posted on any of these external sites.

Many thanks to all those who have provided feedback and encouragement following our launch last week.  Particular thanks to Delia Venables for the speed with which she added us to her comprehensive listing of online legal resources in the UK and Ireland.

OGC publishes Gateway Reviews

March 19th, 2009 by Timothy Pitt-Payne QC

Following a decision of the Information Tribunal issued on 19th February, the OGC has published two Gateway Reviews into the ID cards scheme.

The OGC announcement is here (with a link to the documents themselves). The Information Tribunal decision is here, on the Tribunal’s website. This case was previously the subject of a High Court appeal (from an earlier Tribunal decision).

Welcome to Panopticon

March 16th, 2009 by Panopticon Blog

Welcome to “Panopticon”, a new blog about Information Law maintained by members of 11KBW’s Information Law Practice Group.  We opened our doors to the public on 18th March (you will see some earlier posts, below, created while the blog was still under development).

Information law is about the right to know, and the right to keep private – and it is also about the ever-shifting boundary between those rights.  It encompasses areas such as data protection, freedom of information, the protection of private information under article 8 of the European Convention on Human Rights, breach of confidence, and the regulation of surveillance.  It is a fascinating and fast-moving area of the law, and is directly relevant to contemporary debates about open government, the “database state” and the “surveillance society”.  For a more detailed explanation, click on the link at the top of the page  (“What is Information Law?”).

A word about our title.  The Panopticon was Jeremy Bentham’s proposed new model prison, in which constant surveillance would be a tool for moral regeneration (see here for details and illustrations).  It has become an enduring metaphor in debates about the benefits and the dangers of systematic information-gathering.  The title has a secondary meaning:  this site is our own “Panopticon”, in which we try to keep an overview of developments in this area and to share them with our readers.

We hope you will find the blog interesting and informative.  You may also be interested to explore 11KBW’s main website:  this includes a wide range of conference papers and other materials about information law.

We don’t have a facility to post comments on individual posts, but please feel free to provide feedback by emailing Claire Halas:   Claire.Halas@11kbw.com

Revising FOIA?

March 6th, 2009 by Timothy Pitt-Payne QC

Tucked away in Jack Straw’s House of Commons statement (24th February 2009) about the veto on disclosure of the Iraq War Cabinet minutes is the following intriguing passage:

Shortly after he became Prime Minister, my right hon. Friend the Prime Minister established a high-level inquiry into the 30-year rule under the chairmanship of Mr. Paul Dacre of the Daily Mail. That report, published last month, proposed a reduction from 30 to 15 years of the time after which Cabinet minutes and other papers would automatically be released. I have already told the House that the Government favour a substantial reduction in the 30-year limit. In that context, the report also recommended that we consider protection under the Act for certain categories of information.

The reference to the Dacre Report relates to the following section in chapter 8 of the Report:

8.7 As we noted in Chapter Five, there are genuine concerns among some ministers and civil servants about the early release of particularly sensitive types of papers … Given that we are recommending a substantial reduction to the 30 year rule, we believe that the government may wish to look again at the exemptions set out in the FoI Act.

8.8 We therefore recommend that, in parallel with the adoption of a 15 year rule, the government, in consultation with interested parties, may wish to consider whether there is a case for enhanced protection of such categories of information.

So what may be under consideration is a change along the following lines.  The 30 year rule would be replaced by a 15 year rule; and at the same time some categories of information that are at present covered by a qualified exemption under the Freedom of Information Act 2000 would become subject to absolute exemption.  Possible candidates for this treatment might be Cabinet minutes, or some forms of policy advice in central Government.  A change of this nature might not even need primary legislation; an attempt could be made to implement the change by making an order under section 7(3) of the Freedom of Information Act.  This was the technique that was used in the recent (abandoned) attempt to amend FOIA in relation to MPs expenses:  see http://news.bbc.co.uk/1/hi/uk_politics/7839281.stm

I would make two brief comments.  One is that the Dacre proposals in relation to the 30 year rule envisage that the change to a 15 year rule would be made over a long transitional period, coming fully into effect by 2025.  Presumably any change in the FOIA exemptions would not be subject to any corresponding transition.  A second is that the Environmental Information Regulations 2004 (EIR) could not be amended in the same way, since they implement a European Directive.  So if the FOIA exemptions are tightened, expect a great deal more argument about whether particular requests fall within FOIA or EIR.

For Jack Straw’s statement see:

http://www.publications.parliament.uk/pa/cm200809/cmhansrd/cm090224/debtext/90224-0004.htm#09022444000162

For the Dacre Report see:

http://www2.nationalarchives.gov.uk/30yrr/30-year-rule-report.pdf

Government Vetoes Disclosure of Iraq Information

February 26th, 2009 by Anya Proops

Jack Straw has announced that he is exercising powers under section 53 FOIA to prevent minutes of Cabinet meetings held in the period leading up to the Iraq war from being disclosed under FOIA. The announcement, which was made to Parliament on 24 February 2009, follows in the wake of the Information Tribunal’s decision in January 2009 that the minutes should be disclosed. It is understood that this is the first time the Government has used the powers of veto under section 53. Jonathan Swift of 11 KBW acted on behalf of the Cabinet Office before the Tribunal. 11 KBW’s Timothy Pitt Payne acted for the Commissioner.

Section 53(2) FOIA:

‘A decision notice or enforcement notice to which this section applies shall cease to have effect if, not later than the twentieth working day following the effective date, the accountable person in relation to that authority gives the Commissioner a certificate signed by him stating that he has on reasonable grounds formed the opinion that, in respect of the request or requests concerned, there was no failure falling within subsection (1)(b)’

 Tribunal decision:

http://www.informationtribunal.gov.uk/DBFiles/Decision/i288/Cabinet%20Office%20v%20IC%20&%20C%20Lamb%20(EA-2008-0024,29)%20-%20Decision%2027-01-09.pdf

Media Reports:

http://www.guardian.co.uk/politics/2009/feb/24/iraq-freedom-of-information

http://www.google.com/search?sourceid=navclient&ie=UTF-8&rlz=1T4GGLD_enGB311GB311&q=bbc+straw+cabinet

House of Lords Judgment in Sugar v BBC

February 18th, 2009 by Anya Proops

In Sugar v BBC  [2009] UKHL 9, the House of Lords has delivered an important judgment on the application of FOIA to so called ‘hybrid authorities’. The case concerned a request which was made by Mr Sugar in January 2005 for disclosure of a report which was held by the BBC and which concerned the BBC’s coverage of the Middle East. The BBC refused to release the report on the grounds that: (a) it was only subject to a duty to disclose information under section 1 FOIA to the extent that it was a ‘public authority’ for the purposes of that section; (b) part IV of schedule 1 to FOIA provides that the BBC is a ‘public authority’ only ‘in respect of information held for purposes other than those of journalism art or literature’; (c) the report was held for the purposes of journalism and, hence, the section 1 duty was not triggered in respect of the report. The Commissioner agreed with the BBC’s analysis. He went on to conclude that, because the BBC could not be treated a ‘public authority’ for the purposes of Mr Sugar’s request, he had no powers under section 50 FOIA to issue  a decision notice in respect of Mr Sugar’s complaint. On appeal by Mr Sugar to the Information Tribunal, the BBC and the Commissioner argued that the Tribunal had no jurisdiction to hear the appeal as no decision notice had been issued under section 50. The Information Tribunal allowed Mr Sugar’s appeal against the Commissioner’s decision. It held that the Commissioner’s decision was a decision notice under section 50(3); that the BBC was a public authority for the purposes of section 1 FOIA and that the report was not held for the purposes of journalism. The BBC sought a judicial review of the Tribunal’s decision. That claim was upheld at first instance and on appeal to the Court of Appeal. Mr Sugar appealed to the House of Lords.

In a majority judgment (Lord Hoffman and Lady Hale dissenting), the House of Lords held that the Tribunal’s decision was sound in law. Importantly, the House of Lords found that the Commissioner had erred in concluding that Mr Sugar had not made a request under section 1 FOIA merely because the nature of the requested information. It found that, when dealing with ‘hybrid authorities’ such as the BBC (i.e. authorities which are only public authorities under FOIA for certain purposes), it would be impractical for the Commissioner to decide whether he had jurisdiction to consider a complaint simply by referring to the nature of the requested information. The correct approach would be for the Commissioner to treat hybrid authorities as always being ‘public authorities’ for the purposes of section 1, irrespective of the nature of the requested information. On this approach, the Commissioner would have jurisdiction to decide a complaint brought by the applicant, albeit that he would have to have regard to the provisions of schedule 1 as and when he was deciding whether the authority erred in refusing to disclose the requested information.  Notably, Lord Phillips commented on an obiter basis that, where information not falling within the scope of FOIA was requested by an applicant, a hybrid authority was lawfully entitled under FOIA to say to the applicant that it did not hold the requested information, even if in physical terms it did hold the requested information. Lord Phillips opined that this result was permitted by section 7 FOIA (para. 33).

In their dissenting judgments Lord Hoffmann and Lady Hale took a very different view of the matter. They concluded that schedule 1 FOIA defined the circumstances in which a body would be a ‘public authority’ for the purposes of section 1 and, in the case of the BBC, those circumstances did not include where the information was held for the purposes of journalism, art or literature; that the information requested by Mr Sugar was held for the purposes of journalism; that the BBC was accordingly not a ‘public authority’ under FOIA for the purposes of the request made by Mr Sugar; and, hence, that the Commissioner had been right to conclude that he had no jurisdiction in respect of Mr Sugar’s complaint. The Commissioner, who supported Mr Sugar’s case before the High Court and the Court of Appeal, was not a party to the appeal to the House Lords. 11KBW’s Ben Hooper represented the Commissioner in the High Court and the Court of Appeal.

The judgment:

http://www.bailii.org/cgi-bin/markup.cgi?doc=/uk/cases/UKHL/2009/9.html&query=title+(+sugar+)+and+title+(+v+)+and+title+(+british+)+and+title+(+broadcasting+)&method=boolean

Proposal to Halve Thirty Year Rule

January 30th, 2009 by Anya Proops

An official Committee headed by Paul Dacre (editor of the Daily Mail) has this week published its report on the 30 year rule. The phrase ‘30 year rule’ is commonly used to describe the point at which records created by government departments are transferred to the National Archives, and at which most of these records are released to the public. The rule must be seen as working in tandem with FOIA. Thus, many of the exemptions afforded under Part II FOIA are automatically disapplied if the information which has been requested is more than 30 years old (see further sections 62 and 63 FOIA). The Committee concluded that the 30 year rule, which was introduced by Harold Wilson’s government, is ‘anachronistic and unsustainable’ (para. 6.1 of the report). It proposes that the thirty year rule be halved to 15 years. The move to a 15 year rule, which the Committee recommends should be phased in over a period of time, would require amendments of the provisions in FOIA which deal with historical records, namely sections 62 and 63 FOIA and also of the Public Records Act 1958.

Other notable features of the report include the following:

  • On the subject of civil servants’ attitude to FOIA, the Committee noted that concerns had been expressed by both retired civil servants and those in post that early disclosure of official records may in some circumstances have a deletorious, ‘chilling’ effect on the civil service and the operation of government more generally (see paras. 5.15-5.19). However, the Committee also concluded that: Most [civil servants] have come to terms with the new FoI regime, and some argue that the prospect of early scrutiny concentrates the mandarin mind, and thus produces better argued papers and fuller record-keeping’ (see para. 5.20; see also paras. 6.6 and 6.7).  This conclusion should be compared with the position which the Government has adopted in a number of Information Tribunal cases, where concerns have been expressed that disclosure under FOIA of particular information would be likely to have a chilling effect on the activities civil servants (see further Department for Education and Skills v Information Commissioner, Department for Work and Pensions v Information Commissioner and Office of Government Commerce v Information Commissioner and O’Brien v Information Commissioner and Department for Business and Regulatory Reform).
  • In view of concerns which had been expressed about the effects of FOIA on civil servant record keeping, the Committee recommended that the Civil Service Code be revisited with a view to seeing whether it needs to be amended to include an explicit injunction to keep full, accurate and impartial records of government business (para. 8.4).
  • To avoid civil servants being unfairly criticised while they are still in post, the Committee recommended that, wherever possible, information identifying civil servants should be redacted in any disclosed records (para. 8.6).
  • The Committee also suggested that the 15 year rule may require a re-think on the approach to the disclosure of sensitive information under FOIA (para. 8.7).
  • The Committee recommended that non-political records kept by special advisors should not be exempt from disclosure under the Public Records Act or FOIA (para. 8.10).
  • It is worth noting the Committee’s analysis of the more liberal approach to the disclosure of official records which has been adopted in other countries (see para. 3.18).

The Committee’s report:

http://www2.nationalarchives.gov.uk/30yrr/30-year-rule-report.pdf

Tribunal decisions on ‘chilling effect’:

http://www.informationtribunal.gov.uk/Documents/decisions
/DeptEdandSkillsVInfoCommandTheEveningStandard19Feb07.pdf

http://www.informationtribunal.gov.uk/Documents/decisions
/DeptforWork_PensionsVInfoComm5Mar07.pdf

http://www.informationtribunal.gov.uk/Documents/decisions
/office_of_govern_commerce_v_infocomm%20_2May07.pdf

http://www.informationtribunal.gov.uk/DBFiles/Decision/i258/
O’Brien%20v%20ICO%20(EA-2008-0011%20%5BFS50082127%5D)
%20Decision%2007-10-08.pdf

Government Appeals in Meta Request Case

January 27th, 2009 by Anya Proops

In Home Office & Ministry of Justice v Information Commissioner, the Information Tribunal was called upon to decide the novel question whether information about internal FOIA processes operated by public authorities was itself susceptible to disclosure under FOIA. The information in issue in the case related to some 48 requests which had been made by or on behalf of a particular media organisation. The Government sought to argue before the Tribunal that it was lawfully entitled to withhold the requested information on the basis that  it was exempt under section 36 FOIA (prejudice to conduct of public affairs). In a robust decision, the Tribunal rejected the Government’s appeal. It found that the information was not exempt under section 36. It also found that the Government had erred by treating the requested information, in effect, as a special class of information which was less susceptible to disclosure under FOIA than other types of information. The Government is now appealing the decision to the High Court.

Tribunal Decision:

http://www.11kbw.com/judgments/docs/HomeOfficeMoJvIC.pdf

Legal Week Article:

http://www.legalweek.com/Navigation/32/Articles/1197080/Freedom+of+Information+Act+Under+orders+to+disclose.html

MPs expenses – another twist in the tale

January 21st, 2009 by Timothy Pitt-Payne QC

The long-running story of how the Freedom of Information Act (FOIA) applies to MPs’ expenses took another twist today, with the abandonment of plans to amend FOIA so as to limit disclosure.

In February last year the Information Tribunal ruled that the House of Commons had to disclose detailed information about claims by individual MPs for the Additional Costs Allowance (ACA).  Broadly speaking, this allowance defrays hotel or second home expenses incurred in the performance of Parliamentary duties.  An appeal by the House of Commons to the High Court was unsuccessful.  The effect appeared to be that in the great majority of cases the House of Commons would need to disclose information about each item of expenditure claimed by each individual MP.  Although the case was specifically about the ACA, clearly it had implications for MPs’ expenses generally.

Last week Harriet Harman MP, Leader of the House of Commons, announced a proposal whereby information about MPs’ expenses would be published in summary form, under 26 different categories, rather than item by item.  FOIA would be amended so as to negate the effect of the earlier Tribunal and High Court decisions.

Today it was announced at prime minister’s questions that the proposed amendment had been shelved.  It remains to be seen whether there will be any further proposal to amend the legislation.

For those with a close interest in FOIA, the mechanism used for the proposed amendment was very interesting.  The public authorities covered by the Act are listed in Schedule 1.  Section 7(3) allows the Secretary of State by order to amend Schedule 1, inter alia so as to limit to information of a specified description the entry relating to any public authority.  The proposed order would have provided that the Houses of Parliament were not “public authorities” in relation to information about MPs’ expenses, save to a very limited extent.  In other words, section 7(3) effectively allows the scope of the Act to be reduced, without the need for primary legislation.

The Information Tribunal decision referred to above is at http://www.informationtribunal.gov.uk/DBFiles/Decision/i85/HoC3.pdf.  The High Court decision is at http://www.bailii.org/ew/cases/EWHC/Admin/2008/1084.htm. For BBC coverage of the story, see http://news.bbc.co.uk/1/hi/uk_politics/7831565.stm and

http://news.bbc.co.uk/1/hi/uk_politics/7842402.stm